Apology

Apology, early dialogue by the ancient Greek philosopher Plato, purporting to represent the speech given by Socrates, Plato’s teacher, at the former’s trial in Athens in 399 bce in response to accusations of impiety and corrupting the young. At the trial, a jury of Socrates’ fellow citizens found him guilty and sentenced him to death by poisoning (the poison probably being hemlock). For its powerful advocacy of the examined life and for its provocative condemnation of Athenian democracy, Plato’s Apology of Socrates (the Greek term apologia, from which apology in the relevant sense is derived, means “defense”) is universally regarded as one of the central documents of Western thought and culture.

The Apologys of Plato and Xenophon

Soon after Socrates’ death, several members of his circle of admirers undertook to preserve and praise his memory by writing works that represented him in his most characteristic activity—conversation. (Socrates himself wrote nothing.) Many of these “Socratic discourses,” as Aristotle called them, are no longer extant. But those composed by Plato and the historian and philosopher Xenophon survived in their entirety. What is known about Socrates is therefore based primarily on the contents of one or the other—or both, when their portraits coincide—of these sources. Plato and Xenophon also wrote separate accounts of Socrates’ trial, each titled Apology of Socrates.

In none of Plato’s dialogues is Plato himself a conversational partner or even a witness to a conversation. In his Apology, however, Socrates says that Plato is one of several friends in the audience. In this way Plato indicates that he was an eyewitness of the trial and therefore was in the best possible position to write about it. In contrast, Xenophon was not present as a live witness: he tells his readers that he is reporting only a portion of Socrates’ speech and that he learned about the trial from Hermogenes, a member of the Socratic circle.

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An Odyssey of Grecian Literature

Although there are significant differences between Plato’s and Xenophon’s accounts of what was said at the trial (for example, Xenophon, but not Plato, dwells on the troubles of old age from which Socrates is escaping by being condemned to death), the two Apologys agree in many details. They agree about what the charges against Socrates were: failing to acknowledge the gods recognized by the city, introducing other new divinities, and corrupting the young. They also agree that Meletus, one of the prosecutors of Socrates, supported his accusation by referring to a divine voice or sign that Socrates claimed as his personal guide; that Socrates acknowledged the guidance of this divine sign in his speech; that part of Socrates’ defense consisted of a cross-examination of Meletus; that Socrates referred to an inquiry made by one of his friends to the oracle at Delphi (his friend asked the oracle whether anyone was wiser than Socrates); that the oracle’s answer (no) confirmed that a unique status had been conferred upon Socrates by the gods; that, having been found guilty, Socrates refused to propose a punishment that the jury would find acceptable; and that, after the jury voted in favour of the death penalty, he once again addressed the jury and expressed no regrets for his manner of living or the course of his trial. There is no reason to suppose that Xenophon had learned of these aspects of the trial from Plato. His agreement with Plato about these matters thus confirms that they are not fabrications.

Nevertheless, it remains possible that some parts of the speech Plato wrote were not actually delivered at the trial or were expressed rather differently. Plato’s speech represents his creative attempt to defend Socrates and his way of life and to condemn those who voted to kill him. In fact, Plato’s motives in writing the Apology are likely to have been complex. One of them, no doubt, was to defend and praise Socrates by making use of many of the points Socrates himself had offered in his speech. But, as any reader of the work can see, Plato is at the same time using the trial and death of Socrates to condemn Athens, to call upon his readers to reject the conventional life that Athens would have preferred Socrates to lead, and to choose instead the life of a Socratic philosopher. In the 4th century bce Athens had no norm of accurate reportage or faithful biography, and so Plato would have felt free to shape his material in whatever way suited his multiple aims. Because it was Socrates he wished to praise, he had no choice but to make the Socrates of the Apology close to the original. But he would not have felt bound merely to reproduce, as best he could, the speech that Socrates delivered.

The public’s hatred of Socrates

Part of the fascination of Plato’s Apology consists in the fact that it presents a man who takes extraordinary steps throughout his life to be of the greatest possible value to his community but whose efforts, far from earning him the gratitude and honour he thinks he deserves, lead to his condemnation and death at the hands of the very people he seeks to serve. Socrates is painfully aware that he is a hated figure and that this is what has led to the accusations against him. He has little money and no political savvy or influence, and he has paid little attention to his family and household—all in order to serve the public that now reviles him. What went wrong?

The impression created by Aristophanes

Socrates goes to some length to answer this question. Much of his defense consists not merely in refuting the charges but in offering a complex explanation of why such false accusations should have been brought against him in the first place. Part of the explanation, he believes, is that he has long been misunderstood by the general public. The public, he says, has focused its distrust of certain types of people upon him. He claims that the false impressions of his “first accusers” (as he calls them) derive from a play of Aristophanes (he is referring to Clouds) in which a character called Socrates is seen “swinging about, saying he was walking on air and talking a lot of nonsense about things of which I know nothing at all.” The Socrates of Aristophanes’ comedy is the head of a school that investigates every sort of empirical phenomenon, regards clouds and air as divine substances, denies the existence of any gods but these, studies language and the art of argument, and uses its knowledge of rhetorical devices to “make the worse into the stronger argument,” as the Socrates of the Apology puts it in his speech. Socrates’ corruption of the young is also a major theme of Clouds: it features a father (Strepsiades) who attends Socrates’ school with his son (Pheidippides) in order to learn how to avoid paying the debts he has incurred because of his son’s extravagance. In the end, Pheidippides learns all too well how to use argumentative skills to his advantage; indeed, he prides himself on his ability to prove that it is right for a son to beat his parents. In the end, Strepsiades denounces Socrates and burns down the building that houses his school.

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The danger posed by Socrates

An open-minded and conscientious member of the jury in the trial of Socrates could therefore have come to the conclusion that Socrates posed a significant threat to Athens and should be found guilty of the charges against him. In a way, Socrates did fail to acknowledge the gods recognized by the city, he did introduce new gods, and, by teaching these things to the young who gathered around him, he did corrupt them. He may have referred to “the god” or “the gods,” but his conception of what is involved in attending to the gods was utterly novel and politically dangerous. The fact that Socrates saw his piety as the genuine article, and the unreflective virtue of his fellow citizens as false virtue, indicates that he took the entire religious life of Athens, no less than its political life, to be unworthy of a good man.

If there is any doubt that the unorthodox form of piety Socrates embodies could have brought him into direct conflict with the popular will, one need only think of the portion of Plato’s Apology in which Socrates tells the jurors that he would obey the god who presides at Delphi rather than them. Imagining the possibility that he is acquitted on the condition that he cease philosophizing in the marketplace, he unequivocally rejects the terms of this hypothetical offer, precisely because he believes that his religious duty to call his fellow citizens to the examined life cannot be made secondary to any other consideration. It is characteristic of his entire speech that he brings into the open how contemptuous he is of Athenian civic life and his fellow citizens. He prides himself on the fact that he will say nothing to curry favour with the jurors or to conceal his attitude of superiority to them—even though he realizes that this is likely to lead some of them to vote against him out of resentment. Here, as in so many parts of his speech, Socrates treats his day in court as an opportunity to counter-indict his accusers and his fellow citizens (those, at any rate, who voted against him) for the way they lead their lives. In effect, Socrates uses the occasion of his trial to put his accusers and the jurors on trial. But this was a natural role for him, because he had done the same thing, day after day, to everyone he met.

Socrates versus Plato

One can conclude that Plato was not blind to the civic and religious dangers created by Socrates. Part of what makes his Apology so complex and gripping is that it is not a one-sided encomium that conceals the features of the Socratic way of life that lay behind the anxiety and resentment felt by many of his fellow citizens. Plato, of course, leaves no doubt that he sides with Socrates and against Athens, but in doing so he allows one to see why Socrates had enemies as well as friends. The multisidedness of Plato’s portrait adds to its verisimilitude and should increase confidence in him as a source of understanding of the historical Socrates. A defense of Socrates that portrayed him as an innocuous preacher of moral pieties would have left one wondering why he was sentenced to death, and indeed why anyone bothered to indict him in the first place.

Plato gives no hint in his Apology that he had any reservations about the way Socrates led his life or the doctrines that guided him; the format of the Apology prevents him from doing so. He has made the decision to let Socrates speak for himself in this work and to refrain from offering any of his own reflections on the justice or injustice of the charges against his teacher. But, in his later dialogue the Republic, he puts into the mouth of its principal interlocutor, “Socrates,” an observation about the corrosive power that philosophy can have when it takes hold at too early an age. When young people first hear philosophical questions about the traditional moral standards they have learned from their parents and their community, and when they see that it is difficult to defend these orthodoxies without falling into contradiction, they are prone to reject all traditional morality and to become essentially lawless. For this reason, philosophy may come to be seen as a dangerous and disreputable pursuit. The Socrates of the Republic therefore suggests that in an ideal society the young should not be exposed to ethical doubt until they are well into their maturity. This, of course, is not a restriction that the historical Socrates imposed on himself. In Plato’s Apology, Socrates prides himself on addressing his questions to every Athenian—no one, in his view, is too young or too old for the examined life—and he freely acknowledges that the young love to see their elders embarrassed when they are unable to defend their beliefs. Whereas the Socrates of Plato’s Apology assumes that there is no need to place limits on philosophical inquiry, the Socrates of the Republic—who speaks as the mouthpiece of Plato—holds that in an ideal society this kind of activity would be carefully regulated. Similarly, in Plato’s late dialogue Laws, the main speaker, an unnamed visitor from Athens, praises Sparta and Crete for forbidding the young to criticize the laws of their communities. Plato’s great admiration for Socrates was all the more remarkable because it coexisted not only with a recognition of why Socrates was considered dangerous but also with his belief that Socrates was, to some degree, guilty of impiety and of corrupting the young.